I have 10 years of experience across Investment banking, people management, new process transitioning,
training and process re-engineering. Operations professional with over 10 years experience seeks challenging
role to expand existing skills and competencies to provide world class service to global clients. Exposure to
international investment banking operations environment. Experienced in varied operational areas including
Derivative Operations, Equities, Asset Management, Middle office, Stock Lending, Prime Brokerage Loan, Operations and People management.
Currently employed at this company since May 2012
Division caters and offers services like sourcing financial and non-financial documents to investment bankers,
traders, firms. Provides our customers with quick access to thousands of prospectus, SEC filings, SEDAR filings,
Annual, Interim & Press documents. Key areas of experience include People management skills, Stock lending/Prime
brokerage solution and Exchange Traded Derivatives Brokerage both Receivables and Payables.
Content Analytics Valuation Services.
Analytical Problem Solving Developing Talent
Influencing & Negotiation Coaching and Mentoring
Client management skills
Excellent listening and communication skills and
ability to create and maintain relationships
from March 2010 until March 2011
Exchange Traded Derivatives Brokerage Receivables and Payables
Trade Management/Clearing- Exchange Traded Derivatives & London Metropolitan
Working on all T+0 issues
Timely clearance of trades on all the European exchanges
Communicating with the trading desk on a daily basis for any discrepancies Core client allocations
Reduce T+1 trade breaks and trade date exceptions through providing extensive coverage of the
full Front 2 Back Process
Dealer to dealer trade bookings on London Metropolitan exchange.
Handling offshore team.
from March 2006 until March 2010
Value date trades / Fails Management
Investigate and resolve Stock and Cash breaks on daily basis
Ensuring that the required corporate action related trades are prioritized and settled on Value
Understanding of the full front to back process of various processes within the UBS PB account
and product offerings to increase understanding of client and improve client service offering.
Escalation of potential risk items (mismatched / Dk'd trades).
Liaison with global agents and stock-loan area to ensure timely settlement is achieved. Mapping
execution accounts with billing accounts to minimize the risk of P&L imbalance Passing GMI
journal entries , Rex reconciliation
Coding and identifying different breaks on GMI and GPS accounts
Execution only (EO) reconciliations , Worked on C-fails account and Zero Rates
St. Mary's University, London
Post graduate diploma in Intl. Business Practice